| 1. | Are you a sfc ' s licensed or registered person or an employee of a sfc ' s licensed or registered person
您是否是证监会的持牌或注册人或证监会的持牌或注册人的雇员 |
| 2. | A cash account not involving securities borrowing and lending is available from most of licensed or registered persons
大多数持牌人或注册人均提供不涉及证券借贷的现金帐户。 |
| 3. | The licensed or registered person should explain to you the purposes for which one of these authorities is to be used
有关持牌人或注册人应向你阐释将为何种目的而使用授权书。 |
| 4. | Guidelines for registered persons using the internet to collect applications for securities in an initial public offering
关于注册人在首次公开发售中利用互联网收集证券认购申请的指引 |
| 5. | Guidelines for registered persons using the internet to collect applications for securities in an initial public offering sf
关于注册人在首次公开发售中利用互联网收集证券认购申请的指引 |
| 6. | Guidelines for registered persons using the internet to collect applications for securities in an initial public offering sfc
关于注册人在首次公开发售中利用互联网收集证券认购申请的指引 |
| 7. | Core operational and financial risk management controls for over - the - counter derivatives activities of registered persons
适用于注册人的衍生工具场外交易活动的核心运作和财务风险管理机制 |
| 8. | 11 a cash account not involving securities borrowing and lending is available from you and most licensed or registered persons
阁下及大多数持牌人或注册人均提供不涉及证券借贷的现金帐户。 |
| 9. | Bank name bank account no . ( a ) i am / we are an employee or agent of a member of the stock exchange , or registered person of the sfc
银?名称：银?户口号码：本人/吾等是香港?合交?所之雇员或代?人或证监会之注册人。 |
| 10. | Are you an employee of any participant of hong kong futures exchange or a registered person under the securities and futures ordinance
阁下是否其他香港期货交易所参与者之雇员或任何根据证券及期货条例注册之人士 |
